UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 21, 2023, the Company held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”). The number of shares of common stock entitled to vote at the Annual Meeting was 30,121,997. The number of shares of common stock present or represented by valid proxy at the Annual Meeting was 25,589,386. All matters submitted to a binding vote of stockholders at the Annual Meeting were approved. The number of votes cast for and against, and the number of abstentions and broker non-votes with respect to the matters voted upon at the Annual Meeting, are set forth below:
Proposal 1: Election of Directors
Stockholders voted to elect to the Board of Directors the five (5) director nominees named in the Company’s proxy statement to serve until the 2024 annual meeting of stockholders or until their successors are duly elected and qualified. The results of the voting were:
| Directors | For | Withheld | Broker Non-Vote | |||||||||
| Mark L. Baum | 20,771,801 | 99,638 | 4,717,947 | |||||||||
| Martin A. Makary | 20,768,755 | 102,684 | 4,717,947 | |||||||||
| Teresa F. Sparks | 12,184,918 | 8,686,521 | 4,717,947 | |||||||||
| Perry J. Sternberg | 20,759,602 | 111,837 | 4,717,947 | |||||||||
| R. Lawrence Van Horn | 11,916,986 | 8,954,453 | 4,717,947 | |||||||||
Proposal 2: Ratification of Auditors
Stockholders ratified the selection of KMJ Corbin and Company, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. The results of the voting were:
| For | Against | Abstain | Broker Non-Vote | ||||||||||
| 25,350,360 | 210,383 | 28,643 | - | ||||||||||
Proposal 3: To approve on an advisory basis, the compensation of the Company’s named executive officers.
Stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers. The results of the voting were:
| For | Against | Abstain | Broker Non-Vote | ||||||||||
| 19,733,427 | 849,799 | 288,213 | 4,717,947 | ||||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| HARROW HEALTH, INC. | ||
| Dated: June 23, 2023 | By: | /s/ Andrew R. Boll |
| Andrew R. Boll | ||
| Chief Financial Officer | ||